Daniel Kim
Editor-in-Chief
Series 7, Former Compliance Officer (TD Ameritrade)
Daniel Kim is a financial technology analyst with a compliance background from his years at TD Ameritrade, where he reviewed broker-dealer operations and trading platform disclosures. He now applies that regulatory lens to evaluating retail trading platforms — testing order routing quality, fee disclosure accuracy, and margin policy transparency. Daniel focuses on the fine print that retail investors overlook until it costs them money.
brokerage complianceoptions regulationsday trading rulesFINRA guidelinesaccount types
Independently Reviewed
Regularly Updated